Form D · Private Equity Fund

Caerus BD SP I, LLC

San Francisco, CA · CIK 0001700859

Offering snapshot reported Mar 15, 2017 · SEC filing

Reported sold: $635K
Investors reported: 15
Minimum accepted: $0
First sale: Feb 3, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 15, 2017	Initial	$635,000	No comparison	15	SEC filing
Mar 15, 2017	Amendment	$635,000	$0vs Mar 15, 2017	15	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-282559

Source: Form D, filed Mar 15, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAERUS BD SP I, LLC

Investment adviser: CAERUS INVESTMENT ADVISORS, LLC

Gross asset value: $635K
Beneficial owners: 14
ADV minimum commitment: $25K

Reported in Form ADV on Jul 24, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CORNERSTONE FUND SERVICES SANDY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

Filing source

Form ADV 1336265 · Jul 24, 2019 · Schedule D 7.B.(1), fund 805-5615247045

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michael Cheung	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

221 Kearny Street, 5 Th Floor
San Francisco, CA, 94108