Form D · Private Equity Fund
Caduceus Private Investments IV, LP
New York, NY · CIK 0001479274
Offering snapshot reported Dec 30, 2009 · SEC filing
- Reported sold
- $312M Offering amount: $550M
- Investors reported
- 29 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 18, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 30, 2009 | Initial | $312,364,000 | No comparison | 29 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.25M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-137285
Subject to future contingencies.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J.P. Morgan Securities Inc. | 79 |
Source: Form D, filed Dec 30, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ORBIMED PRIVATE INVESTMENTS IV, LP
Investment adviser: ORBIMED ADVISORS LLC
- Gross asset value
- $78.8M
- Beneficial owners
- 158
- ADV minimum commitment
- $10M
Reported in Form ADV on Feb 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG LLP
PCAOB 185
Filing source
Form ADV 2049754 · Feb 25, 2026 · Schedule D 7.B.(1), fund 805-2516138908
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sven H. Borho | Executive, Promoter |
| Carl L. Gordon | Executive, Promoter |
| Geoffrey H. Hsu | Executive, Promoter |
| Samuel D. Isaly | Executive, Promoter |
| W. Carter Neild | Executive, Promoter |
| N/A Orbi Med Advisors Llc | Executive |
| N/A Orbi Med Capital Gp Iv Llc | Executive |
| Michael B. Sheffery | Executive, Promoter |
| Jonathan T. Silverstein | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10017