Form D · Commercial

CAA1, LLC

Mesa, AZ · CIK 0001791911

Offering snapshot reported Oct 25, 2019 · SEC filing

Reported sold: $1.1M
Investors reported: 20
Minimum accepted: $25K
First sale: Oct 18, 2019

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 25, 2019	Initial	$1,100,000	No comparison	20	SEC filing

Offering details

Securities: Equity
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-351926

Source: Form D, filed Oct 25, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HCM INSTITUTIONAL EQUITY

Investment adviser: HOWARD CAPITAL MANAGEMENT, INC.

Gross asset value: $897
Beneficial owners: 3
ADV minimum commitment: $1M

Reported in Form ADV on Mar 28, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALTA TRUST COMPANY SIOUX FALLS, South Dakota, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian FIDELITY BROKERAGE SERVICES LLC SMITHFIELD, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

Filing source

Form ADV 1829537 · Mar 28, 2024 · Schedule D 7.B.(1), fund 805-9774268096

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Mark Flake	Executive

Issuer details

Industry: Commercial (See others in industry)

Address:

1027 W 7 Th St.
Mesa, AZ, 85201