Form D · Private Equity Fund

CAA-WCP Royalty & Mineral Access Fund III, L.P.

New York, NY · CIK 0001798228

Offering snapshot reported Apr 29, 2021 · SEC filing

Reported sold: $152M
Investors reported: 203
Minimum accepted: $0
First sale: Apr 30, 2020

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 203

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 29, 2021	Amendment	$152,225,000	No comparison	203	SEC filing
Apr 1, 2020	Amendment	Yet to sell	No comparison	0	SEC filing
Feb 19, 2020	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-360833

Source: Form D, filed Apr 29, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAA-WCP ROYALTY AND MINERAL ACCESS FUND III, L.P.

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $100K

Reported in Form ADV on Sep 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Marketer BLACKSTONE INC. NEW YORK, New York, United States Related to adviser: No

Marketer BUCKINGHAM STRATEGIC WEALTH, LLC ST. LOUIS, Missouri, United States Related to adviser: Yes

Marketer CAPITA FINANCIAL NETWORK, LLC SANDY, Utah, United States Related to adviser: Yes

Marketer CORIENT MIAMI, Florida, United States Related to adviser: No

Marketer CORIENT CAPITAL PARTNERS, LLC NEWPORT BEACH, California, United States Related to adviser: No

Marketer CREWE ADVISORS SALT LAKE CITY, Utah, United States Related to adviser: No

Marketer EVOKE ADVISORS LOS ANGELES, California, United States Related to adviser: Yes

Marketer IEQ CAPITAL, LLC FOSTER CITY, California, United States Related to adviser: No

Marketer MONETA GROUP INVESTMENT ADVISORS, LLC ST. LOUIS, Missouri, United States Related to adviser: No

Marketer PVE CAPITAL LLP NORWICH, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

BUCKINGHAM STRATEGIC WEALTH, LLC
CRD 143323 · SEC 801-67640

CAPITA FINANCIAL NETWORK, LLC
CRD 290558 · SEC 801-112411

CORIENT
CRD 319448 · SEC 801-124978

CORIENT CAPITAL PARTNERS, LLC
CRD 170920 · SEC 801-79578

CREWE ADVISORS
CRD 173920 · SEC 801-80723

EVOKE ADVISORS
CRD 300856 · SEC 801-115290

IEQ CAPITAL, LLC
CRD 301819 · SEC 801-115278

MONETA GROUP INVESTMENT ADVISORS, LLC
CRD 104727 · SEC 801-34723

Filing source

Form ADV 2135827 · Sep 30, 2026 · Schedule D 7.B.(1), fund 805-6796000112

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
I Capital Pe Gp, Llc	Promoter
Justin Lioi	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Icapital Pe Gp, Llc 60 East 42 Nd Street, 26 Th Floor
New York, NY, 10165