Form D · Private Equity Fund

CAA-Montauk TriGuard IX Access Fund, L.P.

New York, NY · CIK 0001942522

Offering snapshot reported Apr 10, 2024 · SEC filing

Reported sold: $114M
Investors reported: 103
Minimum accepted: $0
First sale: Sep 27, 2022

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 103

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 10, 2024	Amendment	$113,500,000	No comparison	103	SEC filing
Aug 16, 2022	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-456071

Source: Form D, filed Apr 10, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAA-MONTAUK TRIGUARD IX ACCESS FUND, L.P.

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value: $118M
Beneficial owners: 102
ADV minimum commitment: $100K

Reported in Form ADV on Sep 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Marketer BUCKINGHAM STRATEGIC WEALTH, LLC ST. LOUIS, Missouri, United States Related to adviser: Yes

Marketer CAPITA FINANCIAL NETWORK, LLC SANDY, Utah, United States Related to adviser: Yes

Marketer CORIENT MIAMI, Florida, United States Related to adviser: No

Marketer CORIENT CAPITAL PARTNERS, LLC NEWPORT BEACH, California, United States Related to adviser: No

Marketer CREWE ADVISORS SALT LAKE CITY, Utah, United States Related to adviser: No

Marketer ICAPITAL MARKETS LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer IEQ CAPITAL, LLC FOSTER CITY, California, United States Related to adviser: No

Marketer MONETA GROUP INVESTMENT ADVISORS, LLC ST. LOUIS, Missouri, United States Related to adviser: No

Marketer RIA ADVISORS HOUSTON, Texas, United States Related to adviser: No

Marketer SIMON QUICK ADVISORS, LLC MORRISTOWN, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

BUCKINGHAM STRATEGIC WEALTH, LLC
CRD 143323 · SEC 801-67640

CAPITA FINANCIAL NETWORK, LLC
CRD 290558 · SEC 801-112411

CORIENT
CRD 319448 · SEC 801-124978

CORIENT CAPITAL PARTNERS, LLC
CRD 170920 · SEC 801-79578

CREWE ADVISORS
CRD 173920 · SEC 801-80723

ICAPITAL MARKETS LLC
CRD 118219 · SEC 8-53640

IEQ CAPITAL, LLC
CRD 301819 · SEC 801-115278

MONETA GROUP INVESTMENT ADVISORS, LLC
CRD 104727 · SEC 801-34723

RIA ADVISORS
CRD 150661 · SEC 801-77832

SIMON QUICK ADVISORS, LLC
CRD 132330 · SEC 801-63357

Filing source

Form ADV 2135827 · Sep 30, 2026 · Schedule D 7.B.(1), fund 805-2114447997

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
I Capital Pe Gp, Llc	Promoter
Joshua Lee	Executive
Mallory Ross	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Compliance Department 60 East 42nd Street, 28th Floor
New York, NY, 10165