Form D · Other Technology

C3, LLC

San Mateo, CA · CIK 0001478044

Offering snapshot reported Oct 4, 2010 · SEC filing

Reported sold
$30.1M
Offering amount: $48.4M
Investors reported
86
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 16, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$15.1M$30.1MDec 29, 2009: $9,999,998.00Dec 29, 2009Apr 8, 2010: $23,305,822.00Apr 8, 2010May 24, 2010: $25,661,328.00Oct 4, 2010: $30,131,170.00Oct 4, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$23,305,822 → $30,131,170
  • Reported investors43 → 86

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 4, 2010Amendment$30,131,170$6,825,348vs Apr 8, 201086SEC filing
May 24, 2010Amendment$7,000,000$3,000,000vs Dec 15, 20093SEC filing
May 24, 2010Amendment$25,661,328$2,355,506vs Apr 8, 201072SEC filing
Apr 8, 2010Amendment$23,305,822$13,305,824vs Dec 29, 200943SEC filing
Dec 29, 2009Initial$9,999,998No comparison20SEC filing
Dec 15, 2009Initial$11,810,000No comparison64SEC filing
Dec 15, 2009Initial$4,000,000No comparison3SEC filing

Offering details

Securities
Equity, Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-136900
Class B-1 Units

Source: Form D, filed Oct 4, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Edward Y. Abbo Director, Executive
E. Spencer Abraham Director
Jeffrey T. Amann Executive
Jay S. Dweck Director
Paul J. Gifford Executive
Patricia A. House Director, Executive
Dr. Richard C. Levin Director
Michael Mc Caffery Director
Dr. Condoleezza Rice Director
S. Shankar Sastry Director
Mayo A. Shattuck Director
Thomas M. Siebel Director, Executive
Stephen M. Ward, Jr. Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
1820 Gateway Drive Suite 250
San Mateo, CA, 94404