Form D · REITS and Finance
C-III Recovery Fund I TIER Holdings, LLC
Irving, TX · CIK 0001537129
Offering snapshot reported Jan 13, 2012 · SEC filing
- Reported sold
- $125K Offering amount: $125K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jan 6, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 13, 2012 | Initial | $125,000 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $12.5K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-171876
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Iroquois Capital Advisors, LLC | 145235 |
Source: Form D, filed Jan 13, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James A. Aston | Executive |
| George E. Carleton | Executive |
| Jeffrey P. Cohen | Executive |
| Frank M. Garrison | Executive |
| Paul A. Hughson | Executive |
| Marc W. Levy | Executive |
| Robert Lieber | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
5221 N. O'connor Blvd. Suite 600
Irving, TX, 75039
Irving, TX, 75039