Form D · Private Equity Fund
C-III OZ Fund I LLC
New York, NY · CIK 0001781856
Offering snapshot reported Jul 11, 2019 · SEC filing
- Reported sold
- $13M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 28, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 11, 2019 | Initial | $13,029,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $158K
- Finders' fees
- $0
- Form D file number
- 021-344011
Limited Liability Company Interests
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Anubis Securities LLC | 157642 |
Source: Form D, filed Jul 11, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey P Cohen | Executive |
| Andrew L Farkas | Executive |
| C Iii Oz Directives I Llc | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O C Iii Oz Directives I Llc 717 Fifth Avenue, 18 Th Floor
New York, NY, 10022
New York, NY, 10022