Form D · Manufacturing
C&G Engines Funding, LLC
Brevard, NC · CIK 0001609072
Offering snapshot reported Jul 9, 2015 · SEC filing
- Reported sold
- $4.69M Offering amount: $6M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- May 23, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$250,000 → $4,693,500
- Reported investors1 → 7
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 9, 2015 | Amendment | $4,693,500 | $4,443,500vs May 30, 2014 | 7 | SEC filing |
| May 30, 2014 | Initial | $250,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $188K
- Finders' fees
- $0
- Form D file number
- 021-218323
4% of the gross loan amounts will be paid upon funding of each tranche
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bruce Roberts | 1489110 | Carolina Financial Securities, LLC · CRD 41970 |
| Nash Roberts | 6182908 | Carolina Financial Securities, LLC · CRD 41970 |
| Catherine Hicks | 5945027 | Carolina Financial Securities, LLC · CRD 41970 |
| John Stanier | 4811895 | Carolina Financial Securities, LLC · CRD 41970 |
Source: Form D, filed Jul 9, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bruce Roberts | Executive |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
100 Elks Club Road
Brevard, NC, 28712
Brevard, NC, 28712