Form D · Commercial Banking
C.C. Bancorp, Inc.
Little Valley, NY · CIK 0001892698
Offering snapshot reported Nov 18, 2021 · SEC filing
- Reported sold
- $10.5M Offering amount: $10.5M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Nov 12, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 18, 2021 | Initial | $10,500,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $289K
- Finders' fees
- $0
- Form D file number
- 021-421712
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Piper Sandler & Co. | 665 |
Source: Form D, filed Nov 18, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dennis Adams | Director |
| Stephanie Brown | Executive |
| Sean Connor | Executive |
| Neil Hoffman | Executive |
| Peter Illig | Director |
| Richard Koerner, Jr. | Director |
| Salvatore Marranca | Director |
| Robert Mattison | Director |
| Eric Stoever | Executive |
| Michael Wimer | Director, Executive |
| Kristy B. Zabrodsky | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
120 Main Street
Little Valley, NY, 14755
Little Valley, NY, 14755