Form D · Investing

Buttonwood Select Opportunities Fund LLC

New York, NY · CIK 0001531535

Offering snapshot reported May 16, 2017 · SEC filing

Reported sold: $16.7K
Investors reported: 1
Minimum accepted: $0
First sale: May 3, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 16, 2017	Initial	$16,679	No comparison	1	SEC filing
Sep 30, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-286844

7% of gross proceeds raised in the Offering.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Joseph Gunnar & Co., LLC	24795

Source: Form D, filed May 16, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BUTTONWOOD SELECT OPPORTUNITIES FUND, LLC

Investment adviser: BUTTONWOOD GROUP ADVISORS LLC

Gross asset value: $4.04M
Beneficial owners: 39
ADV minimum commitment: $100K

Reported in Form ADV on May 1, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator RELIANT FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No

Marketer JOSEPH GUNNAR & CO., LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RBC CAPITAL MARKETS, LLC
SEC 8-45411

JOSEPH GUNNAR & CO., LLC
CRD 24795 · SEC 801-77295

Filing source

Form ADV 1759039 · May 1, 2023 · Schedule D 7.B.(1), fund 805-2277999410

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joseph A. Alagna, Jr.	Director, Executive, Promoter
Buttonwood Group Advisors, Llc	Director, Promoter
Buttonwood Select Opportunities Management Associates, Llc	Director, Promoter
Stephan A. Stein	Director, Executive, Promoter

Issuer details

Industry: Investing (See others in industry)

Address:

30 Broad Street, 11 Th Floor
New York, NY, 10004