Form D · Investing

Buttonwood Horizon Fund LLC

New York, NY · CIK 0001659284

Offering snapshot reported Apr 24, 2017 · SEC filing

Reported sold: $12.4M
Investors reported: 100
Minimum accepted: $0
First sale: Dec 18, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$11,660,000 → $12,385,000
Reported investors90 → 100

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 24, 2017	Amendment	$12,385,000	$725,000vs Dec 21, 2016	100	SEC filing
Dec 21, 2016	Amendment	$11,660,000	No comparison	90	SEC filing
Dec 8, 2015	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $7M
Finders' fees: $0
Form D file number: 021-252621

Assumes 7% of the gross proceeds of the offering. Investments of $500k and less than $1M earn commissions at 5%; those $1m or more at 3%.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Joseph Gunnar & Co., LLC	24795

Source: Form D, filed Apr 24, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BUTTONWOOD HORIZON FUND LLC

Investment adviser: BUTTONWOOD GROUP ADVISORS LLC

Gross asset value: $10.2M
Beneficial owners: 89
ADV minimum commitment: $100K

Reported in Form ADV on Mar 30, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator EAS ACCOUNTING SERVICES, CPA LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Marketer JOSEPH GUNNAR & CO., LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

JOSEPH GUNNAR & CO., LLC
CRD 24795 · SEC 801-77295

Filing source

Form ADV 1305108 · Mar 30, 2019 · Schedule D 7.B.(1), fund 805-7066746236

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joseph A. Alagna, Jr.	Director, Executive, Promoter
Buttonwood Group Advisors Llc	Promoter
Buttonwood Select Opportunities Management Associates Llc	Director, Promoter
Stephan A. Stein	Director, Executive, Promoter

Issuer details

Industry: Investing (See others in industry)

Address:

30 Broad Street 11 Th Floor
New York, NY, 10004