Form D · Hedge Fund

BURLINGAME SPECIAL OPPORTUNITIES III LP

San Francisco, CA · CIK 0001435853

Offering snapshot reported Apr 2, 2014 · SEC filing

Reported sold
$16M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8M$16MApr 7, 2009: $600,000.00Apr 7, 2009Apr 6, 2010: $7,500,000.00Apr 6, 2010Apr 6, 2011: $13,000,000.00Apr 6, 2011Apr 5, 2012: $16,000,000.00Apr 5, 2012Apr 3, 2013: $16,000,000.00Apr 3, 2013Apr 2, 2014: $16,000,000.00Apr 2, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 2, 2014Amendment$16,000,000$0vs Apr 3, 20137SEC filing
Apr 3, 2013Amendment$16,000,000$0vs Apr 5, 20127SEC filing
Apr 5, 2012Amendment$16,000,000$3,000,000vs Apr 6, 20117SEC filing
Apr 6, 2011Amendment$13,000,000$5,500,000vs Apr 6, 20105SEC filing
Apr 6, 2010Amendment$7,500,000$6,900,000vs Apr 7, 20095SEC filing
Apr 7, 2009Amendment$600,000No comparisonNot reportedSEC filing
May 19, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$69K (estimated)
Form D file number
021-118449

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Silver Leaf Partners, LLC126694

Source: Form D, filed Apr 2, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BURLINGAME SPECIAL OPPORTUNITIES III, LP

Investment adviser: BURLINGAME ASSET MANAGEMENT, LLC

Gross asset value
$200K
Beneficial owners
5
ADV minimum commitment
$250K

Reported in Form ADV on Dec 3, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JD CLARK & CO. OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Prime broker UBS SECURITIES LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

UBS SECURITIES LLC
SEC 8-22651

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 858727 · Dec 3, 2014 · Schedule D 7.B.(1), fund 805-4636717840

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Blair E Sanford Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Montgomery Street 33rd Floor
San Francisco, CA, 94104