Form D · Other Investment Fund

Burgundy Funds, DST - Focus Asian Equity Portfolio

Toronto, A6 · CIK 0001669742

Offering snapshot reported Jan 24, 2025 · SEC filing

Reported sold: $35.4M
Investors reported: 11
Minimum accepted: $0
First sale: Apr 1, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors10 → 11

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 24, 2025	Amendment	$35,444,980	$0vs Jan 26, 2024	11	SEC filing
Jan 26, 2024	Amendment	$35,444,980	$0vs Jan 27, 2023	10	SEC filing
Jan 27, 2023	Amendment	$35,444,980	$409,980vs Jan 28, 2022	10	SEC filing
Jan 28, 2022	Amendment	$35,035,000	$8,545,000vs Jan 29, 2020	10	SEC filing
Jan 29, 2021	Amendment	$29,385,000	$2,895,000vs Jan 29, 2020	10	SEC filing
Jan 29, 2020	Amendment	$26,490,000	$9,590,000vs Jan 30, 2019	9	SEC filing
Jan 30, 2019	Amendment	$16,900,000	$5,600,000vs Jan 31, 2018	7	SEC filing
Jan 31, 2018	Amendment	$11,300,000	$3,500,000vs Oct 5, 2017	5	SEC filing
Oct 5, 2017	Amendment	$7,800,000	No comparison	4	SEC filing
Jan 12, 2017	Amendment	$100,000	No comparison	1	SEC filing
Mar 18, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-259601

THE OFFERING IS AN ONGOING OFFERING, WITHOUT A CAP, AND THEREFORE IS AN INDEFINITE AMOUNT. THE TOTAL AMOUNT SOLD IS BASED ON INITIAL INVESTMENTS IN THE ISSUER AND DOES NOT REFLECT REDEMPTIONS, APPRECIATION OR DEPRECIATION.

Source: Form D, filed Jan 24, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BURGUNDY FUNDS, DST - FOCUS ASIAN EQUITY PORTFOLIO

Investment adviser: BURGUNDY ASSET MANAGEMENT LTD.

Gross asset value: $31.5M
Beneficial owners: 6
ADV minimum commitment: $1M

Reported in Form ADV on Sep 13, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE AND TOUCHE LLP CHICAGO, Illinois, United States

Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE AND TOUCHE LLP
PCAOB 34

NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Filing source

Form ADV 1887407 · Sep 13, 2024 · Schedule D 7.B.(1), fund 805-9957286381

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Investment Manager Burgundy Asset Management, Ltd.	Promoter
Investment Manager Of Issuer Burgundy Asset Management, Ltd.	Promoter
Custodial Trustee The Northern Trust Company	Director
Delaware Trustee Wilmington Trust Company	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

181 Bay Street Suite 4510
Toronto, A6, M5J2T3