Form D · Other Energy
Buffalo Wind Energy, LLC
Minneapolis, MN · CIK 0001461048
Offering snapshot reported Oct 11, 2011 · SEC filing
- Reported sold
- $420K Offering amount: $1.44M
- Investors reported
- 23 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 28, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 11, 2011 | Initial | $419,940 | No comparison | 23 | SEC filing |
| Oct 19, 2010 | Amendment | $595,420 | No comparison | 15 | SEC filing |
| May 14, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jun 10, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $187K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-166968
Assumes entire offering is sold by Selling Agent. A 3% non-accountable expense allowance will also be paid.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Philip Paul Wright | 2453688 | BrokerBank Securities, Inc. · CRD 130116 |
Source: Form D, filed Oct 11, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Kellogg | Executive |
| Jack Levi | Executive |
| Patrick Pelstring | Executive |
| Lindsey Pelstring | Executive |
| Kevin Romuld | Executive |
| Tryg Sarsland | Executive |
| Paul Seby | Executive |
| Leon Steinberg | Executive |
Issuer details
Industry: Other Energy (See others in industry)
Address:
294 East Grove Lane Suite 240
Minneapolis, MN, 55391
Minneapolis, MN, 55391