Form D · Other
BUFFALO PACIFIC LLC
Englewood, OH · CIK 0001586331
Offering snapshot reported Nov 19, 2020 · SEC filing
- Reported sold
- $810K Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Oct 19, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 19, 2020 | Amendment | $810,000 | $0vs Nov 12, 2020 | 2 | SEC filing |
| Nov 12, 2020 | Initial | $810,000 | No comparison | 2 | SEC filing |
| Sep 10, 2013 | Initial | $400,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $40.5K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-380403
Total offering amount to investors is $44,350,000. Warrants offered to March Capital at $10 each.
Sales commissions to brokers is 5% of sales closed for a maximum sales commission of $3,104,500 if the entire offering is sold. Other broker commissions include the warrants disclosed in Section 13.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MARCH CAPITAL CORP | 24142 | RICHARD RICE · CRD 725697 |
| ATLAS STRATEGIC ADVISORS, LLC | 138970 | ROBERTA MAZZARIOL · CRD 2636972 |
Source: Form D, filed Nov 19, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Allen | Director, Executive |
| Anessa Allen Santos | Promoter |
| Bruce Clapp | Director, Executive |
| Dan Franz | Director |
Issuer details
Industry: Other (See others in industry)
Address:Englewood, OH, 34787