Form D · Hedge Fund
BTG Pactual Global Rates Fund, LLC
New York, NY · CIK 0001489605
Offering snapshot reported Feb 3, 2022 · SEC filing
- Reported sold
- $0 Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 1, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$31,921,920 → $0
- Reported investors14 → 0
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 3, 2022 | Amendment | $0 | -$31,921,920vs Feb 4, 2021 | 0 | SEC filing |
| Feb 4, 2021 | Amendment | $31,921,920 | $31,901,920vs Mar 12, 2020 | 14 | SEC filing |
| Aug 14, 2020 | Amendment | $31,921,920 | $31,901,920vs Mar 12, 2020 | 14 | SEC filing |
| Mar 12, 2020 | Amendment | $20,000 | $0vs Mar 12, 2019 | 1 | SEC filing |
| Mar 12, 2019 | Amendment | $20,000 | $0vs Mar 12, 2018 | 1 | SEC filing |
| Mar 12, 2018 | Initial | $20,000 | No comparison | 1 | SEC filing |
| Nov 5, 2013 | Amendment | $49,985,974 | $24,706,034vs Jul 5, 2012 | 18 | SEC filing |
| Jul 5, 2012 | Amendment | $25,279,940 | $24,479,940vs May 3, 2010 | 18 | SEC filing |
| May 3, 2010 | Initial | $800,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-307482
SA Stone Wealth Management Inc., listed in Item 12, is paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| CAIS Capital LLC | 154512 | |
| SA STONE WEALTH MANAGEMENT INC. | 18456 |
Source: Form D, filed Feb 3, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Persio Arida | Director |
| Jonathan Bisgaier | Director |
| Btg Pactual Asset Management S.A. Dtvm | Executive |
| Btg Pactual Asset Management Us, Llc | Executive |
| . Btg Pactual Gemm Gp, Ltd. | Director |
| N/A Btg Pactual Gemm Gp, Ltd. | Director |
| Btg Pactual Global Asset Management Limited | Executive |
| Btg Pactual Global Rates Gp Ltd. | Executive |
| Btg Pactual (Uk) Limited | Executive |
| Mary Murphy | Director |
| Clive Needham | Director |
| Darren Stainrod | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
601 Lexington Avenue, 57 Th Floor
New York, NY, 10022
New York, NY, 10022