Form D · Other Investment Fund

BSP WALLACE LLC

New York, NY · CIK 0001688050

Offering snapshot reported Dec 7, 2016 · SEC filing

Reported sold
$5.56M
Offering amount: $5.56M
Investors reported
9
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 3, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.57M$13.1MOct 28, 2016: $13,130,134.00Oct 28, 2016Dec 7, 2016: $5,555,000.00Dec 7, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$13,130,134 → $5,555,000
  • Reported investors17 → 9

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 7, 2016Amendment$5,555,000-$7,575,134vs Oct 28, 20169SEC filing
Oct 31, 2016Initial$13,130,134No comparison17SEC filing
Oct 31, 2016Initial$25,513,088No comparison22SEC filing
Oct 28, 2016Initial$13,130,134No comparison17SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-273466

Source: Form D, filed Dec 7, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joshua Gotlib Executive
Black Spruce Management Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
276 Fifth Avenue Suite 402
New York, NY, 10001