Form D · Private Equity Fund
Brookwood U.S. Real Estate Onshore Fund, L.P.
Beverly, MA · CIK 0001517451
Offering snapshot reported Jun 6, 2014 · SEC filing
- Reported sold
- $49.4M Indefinite offering
- Investors reported
- 64 Form D · investor count
- Minimum accepted
- $10M Reported outside-investor minimum
- First sale
- Mar 29, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$21,250,000 → $49,400,000
- Reported investors11 → 64
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 6, 2014 | Amendment | $49,400,000 | $28,150,000vs Jun 6, 2013 | 64 | SEC filing |
| Jun 6, 2013 | Amendment | $21,250,000 | $2,600,000vs Apr 11, 2013 | 11 | SEC filing |
| Apr 11, 2013 | Initial | $18,650,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $156K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-194867
The total amount sold and number of investors reflected in this Form D do not take redemptions and/or withdrawals into consideration.
Limited Partnership Interests. The minimum amount reflected in Item 11 may be waived by the General Partner of the Issuer.
Registered representatives of the broker-dealer disclosed in Item 12 may be paid compensation by an affiliate of the Issuer in such amounts based on a percentage, ranging from 0 to .85%, of actual capital contributions. Amounts paid to March 31, 2014.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| n/a | None | Brookwood Securities Partners, LLC · CRD 35187 |
Source: Form D, filed Jun 6, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Brookwood Financial Partners, Llc | Promoter |
| N/A Brookwood U.S. Real Estate Fund Gp, Llc | Executive, Promoter |
| Thomas W. Brown | Executive, Promoter |
| Thomas Nicholas Trkla | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Beverly, MA, 01915