Form D · Other Investment Fund

Brookside Mill CLO Ltd.

Grand Cayman, E9 · CIK 0001578449

Offering snapshot reported Jun 6, 2013 · SEC filing

Reported sold
$51.1M
Offering amount: $51.1M
Investors reported
14
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 23, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 6, 2013Initial$51,125,000No comparison14SEC filing

Offering details

Securities
Debt
Exemptions
06, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$2.3M
Finders' fees
$0
Form D file number
021-197546

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Jun 6, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROOKSIDE MILL CLO LTD.

Investment adviser: ROMARK CREDIT ADVISORS LP

Gross asset value
$153K
Beneficial owners
4
ADV minimum commitment
$100K

Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Filing source

Form ADV 2065309 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-3544181015

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
George Bashforth Director
David Boyd Director
Richard Mc Millan Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Appleby Trust (Cayman) Ltd. Clifton House, 75 Fort Street, Pob 1350
Grand Cayman, E9, KY1-1108