Form D · Private Equity Fund
Brookside Mezzanine Fund IV, L.P.
Stamford, CT · CIK 0001757517
Offering snapshot reported Oct 31, 2018 · SEC filing
- Reported sold
- $156M Indefinite offering
- Investors reported
- 70 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 22, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 31, 2018 | Initial | $155,950,000 | No comparison | 70 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $123K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-324801
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Equus Financial Consulting | 131449 | |
| Keith Stock | 6141019 | Sword Securities LLC · CRD 32244 |
Source: Form D, filed Oct 31, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Brookside Mezzanine Partners Iv, Llc | Executive |
| Devon C. Burger | Executive |
| Gregory C. Foy | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
201 Tresser Boulevard Suite 330
Stamford, CT, 06901
Stamford, CT, 06901