Form D · Other Investment Fund
Brookside Capital Fund V SBIC, L.P.
Stamford, CT · CIK 0002000029
Offering snapshot reported Nov 14, 2023 · SEC filing
- Reported sold
- $75.3M Indefinite offering
- Investors reported
- 45 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 30, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 14, 2023 | Initial | $75,250,000 | No comparison | 45 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-497216
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Keith Stock | 6141019 | Stock Securities LLC · CRD 32244 |
Source: Form D, filed Nov 14, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brookside Capital Partners V Sbic, Llc | Executive |
| Brookside Mezzanine Partners Management, Llc | Executive |
| David D. Buttolph | Executive |
| Gregory Foy | Executive |
| Nicholas F. Ganias | Executive |
| John N. Irwin | Executive |
| Corey L. Sclar | Executive |
| Neil J. Shah | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
201 Tresser Boulevard Suite 330
Stamford, CT, 06901
Stamford, CT, 06901