Form D · Other Health Care
Brookhaven Medical, Inc.
Atlanta, GA · CIK 0001592473
Offering snapshot reported Nov 7, 2016 · SEC filing
- Reported sold
- $300K Offering amount: $10M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Oct 24, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 7, 2016 | Initial | $300,000 | No comparison | 3 | SEC filing |
| Jul 8, 2016 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Nov 5, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $800K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-273945
The Issuer is offering up to $10,000,000 in principal amount of 8% convertible notes. The Form D is also intended to cover the underlying shares of common stock.
The Issuer may engage broker-dealers to offer and sell the 8% convertible notes, who may be paid commissions up to 8% of the principal amount of the notes.
Source: Form D, filed Nov 7, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert E. Altenbach | Executive |
| Allen B. Boswell | Director |
| S. Ross De Deyn | Executive |
| John D. Feltman | Director, Executive |
| James S. Johnson | Director |
| Scott C. Jones | Executive |
| Marc Morin | Executive |
| John Ramey | Director |
| Stephen Warner | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
3424 Peachtree Road, Ne Suite 1150
Atlanta, GA, 30326
Atlanta, GA, 30326