Form D · Other Investment Fund

Brookfield Strategic Real Estate Partners III-A L.P.

New York, NY · CIK 0001723599

Offering snapshot reported Dec 19, 2018 · SEC filing

Reported sold: $12.9B
Investors reported: 234
Minimum accepted: $0
First sale: Dec 28, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$9,046,955,000 → $12,880,608,750
Reported investors120 → 234

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 19, 2018	Amendment	$12,880,608,750	$3,833,653,750vs Mar 5, 2018	234	SEC filing
Mar 5, 2018	Amendment	$9,046,955,000	No comparison	120	SEC filing
Dec 15, 2017	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $83M (estimated)
Finders' fees: $0
Form D file number: Not reported

Amount disclosed in Item 13 and number of investors disclosed in Item 14 reflects sales exempt from registration under Reg D and/or other available exemptions. Amount includes commitments from sponsor that may be satisfied through or alongside issuer.

The figure disclosed above reflects estimated amounts expected to be paid to placement agents in respect of sales exempt from registration under Reg D and/or other available exemptions.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Brookfield Private Advisors LLC	151423
UBS Switzerland AG	None
Merrill Lynch, Pierce, Fenner and Smith Incorporated	7691
Brookfield Singapore Pte. Ltd	None
Brookfield Advisors (Hong Kong) Ltd	None
UBS Financial Sservices Inc.	8174
J.P. Morgan Securities LLC	79

Source: Form D, filed Dec 19, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Lowell Baron	Executive
Richard B. Clark	Executive
Jay Cornforth	Executive
Bryan Davis	Executive
Brett Fox	Executive
Murray Goldfarb	Executive
Brian W. Kingston	Executive
William Powell	Executive
Mark Srulowitz	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Brookfield Place 250 Vesey Street, 15 Th Floor
New York, NY, 10281-1023