Form D · Other Investment Fund
Brookfield Infrastructure Fund IV-A, L.P.
New York, NY · CIK 0001755441
Offering snapshot reported Jun 7, 2019 · SEC filing
- Reported sold
- $14.5B Indefinite offering
- Investors reported
- 160 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 10, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 160
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 7, 2019 | Amendment | $14,467,085,000 | No comparison | 160 | SEC filing |
| Nov 27, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $40M (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
Amount disclosed in 13 and # of investors disclosed in 14 reflects sales exempt from registration under Reg D and/or other available exemptions and includes commitments from sponsor that may be satisfied through or alongside issuer
The figure disclosed above reflects estimated amounts expected to be paid to placement agents in respect of sales exempt from registration under Regulation D and/or other available exemptions and includes amounts paid to Brookfield affiliates.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Brookfield Private Advisors LLC | 151423 | Brookfield Private Advisors LLC · CRD 151423 |
| Brookfield Investment Management (Canada) Inc. | None | |
| Brookfield Singapore Pte. Ltd | None | |
| Brookfield Advisors (Hong Kong) Ltd | None | |
| Brookfield Private Capital (UK) Limited | None |
Source: Form D, filed Jun 7, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lydie Bini | Executive |
| Fred Day | Executive |
| Matthew Gross | Executive |
| Keiji Hattori | Executive |
| Ralph Klatzkin | Executive |
| Luc Leroi | Executive |
| Hadley Peer Marshall | Executive |
| Mark Srulowitz | Executive |
| Patrick Taylor | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Brookfield Place 250 Vesey Street, 15 Th Floor
New York, NY, 10281-1023
New York, NY, 10281-1023