Form D · Private Equity Fund
Brookfield Infrastructure Fund III-A, L.P.
New York, NY · CIK 0001660482
Offering snapshot reported Apr 21, 2016 · SEC filing
- Reported sold
- $11.8B Indefinite offering
- Investors reported
- 142 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 16, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 142
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 21, 2016 | Amendment | $11,771,940,000 | No comparison | 142 | SEC filing |
| Dec 11, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $15M (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
Amount includes commitments from the sponsor that may be satisfied through or alongside the issuer
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Brookfield Private Advisors LLC | 151423 | Brookfield Private Advisors LLC · CRD 151423 |
| KB Investment & Securities Co. Ltd. | None | KB Investment & Securities Co. Ltd. |
Source: Form D, filed Apr 21, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Justin Beber | Executive |
| Fred Day | Executive |
| Brett Fox | Executive |
| Jordan Kolar | Executive |
| Darren Soice | Executive |
| Mark Srulowitz | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Brookfield Asset Management Inc. Brookfield Place, 250 Vesey St., 15 Th Fl
New York, NY, 10281-1023
New York, NY, 10281-1023