Form D · Other Investment Fund
Brookfield Global Transition Fund-A, L.P.
New York, NY · CIK 0001860987
Offering snapshot reported Oct 26, 2022 · SEC filing
- Reported sold
- $13B Indefinite offering
- Investors reported
- 141 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 26, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 141
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 26, 2022 | Amendment | $12,963,767,000 | No comparison | 141 | SEC filing |
| Jun 29, 2021 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06c, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $75M (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
Amount above includes the Brookfield commitment. The Issuers raised an additional $2,050,000,000 from investors in and alongside the Issuers for a total of $15 billion of total capital raised
The figure disclosed above reflects estimated amounts expected to be paid to placement agents in respect of sales exempt from registration under Regulation D and/or other available exemptions and includes amounts paid to Brookfield affiliates.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Brookfield Private Advisors LLC | 151423 | Brookfield Private Advisors LLC · CRD 151423 |
| Brookfield Private Capital (UK) Limited | None | Brookfield Private Capital (UK) Limited |
| Brookfield Singapore Pte. Ltd | None | Brookfield Singapore Pte. Ltd |
| Brookfield Advisors (Hong Kong) Ltd | None | Brookfield Advisors (Hong Kong) Ltd |
| Brookfield Investment Management (Canada) Inc. | None | Brookfield Investment Management (Canada) Inc. |
| Brookfield Capital Securities Ltd | None | Brookfield Capital Securities Ltd |
| Brookfield Oaktree Wealth Solutions LLC | 313390 | Brookfield Oaktree Wealth Solutions LLC · CRD 313390 |
Source: Form D, filed Oct 26, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lydie Bini | Executive |
| Julian Deschatelets | Executive |
| Jessica Diab | Executive |
| Karly Dyck | Executive |
| Keiji Hattori | Executive |
| Jordan Kolar | Executive |
| Luc Leroi | Executive |
| Carolina Parisi | Executive |
| Jennifer Ritchie | Executive |
| Mark Srulowitz | Executive |
| John Stinebaugh | Executive |
| Michael Tebbutt | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Brookfield Place 250 Vesey Street, 15 Th Floor
New York, NY, 10281
New York, NY, 10281