Form D · Other Investment Fund

BROOK BAY SECONDARIES III LTD.

Tortola, D8 · CIK 0001692235

Offering snapshot reported Dec 15, 2017 · SEC filing

Reported sold: $2.9M
Investors reported: 0
Minimum accepted: $100K
First sale: Dec 16, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 15, 2017	Amendment	$2,900,000	No comparison	0	SEC filing
May 26, 2017	Amendment	$2,900,000	No comparison	9	SEC filing
Dec 14, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-276275

Source: Form D, filed Dec 15, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROOK BAY SECONDARIES III LIMITED

Investment adviser: BROOK BAY GENERAL PARTNER II LIMITED

Gross asset value: $2.93M
Beneficial owners: 9
ADV minimum commitment: $100K

Reported in Form ADV on Mar 23, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian CITCO CUSTODY LIMITED ST. JULIANS, Malta Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Filing source

Form ADV 1517746 · Mar 23, 2021 · Schedule D 7.B.(1), fund 805-2999699867

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Denise Archer	Executive
N/A Brook Bay Capital (Bvi) Limited	Promoter
N/A Brook Bay Capital (Cayman) Limited	Promoter
N/A Brook Bay Capital (Uk) Llp	Promoter
Brian Byrne	Promoter
Mark Victor Murray	Director, Promoter
Christian Thompson	Promoter
Marcus Vaughan	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Craigmuir Chambers 2 Floor
Tortola, D8, VG1100