Form D · Private Equity Fund

Brook Bay Secondaries Fund LP

St Helier, Y9 · CIK 0001586539

Offering snapshot reported Nov 25, 2013 · SEC filing

Reported sold
$9.85M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Sep 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.93M$9.85MSep 13, 2013: $250,000.00Sep 13, 2013Nov 25, 2013: $9,850,000.00Nov 25, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$250,000 → $9,850,000
  • Reported investors1 → 10

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 25, 2013Amendment$9,850,000$9,600,000vs Sep 13, 201310SEC filing
Sep 13, 2013Initial$250,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$21K (estimated)
Finders' fees
$0
Form D file number
021-202850
Estimate is based on entitlement of 20% of management fee and performance fees.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wissink Consulting GroupNoneGrowth Capital Services, Inc. · CRD 124658
Simba Capital Group LimitedNone

Source: Form D, filed Nov 25, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROOK BAY SECONDARIES FUND LP

Investment adviser: BROOK BAY GENERAL PARTNER II LIMITED

Gross asset value
$10.6M
Beneficial owners
57
ADV minimum commitment
$100K

Reported in Form ADV on Mar 23, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (JERSEY) LMITED ST. HELIER, Jersey Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP LONDON, United Kingdom
Custodian BANQUE PICTET & CIE SA CAROUGE, Switzerland Related to adviser: No
Custodian CITCO GLOBAL CUSTODY N.V. DUBLIN, Ireland Related to adviser: No
Custodian HSBC PRIVATE BANK (SUISSE) SA GENEVA, Switzerland Related to adviser: No
Marketer LORETAN CONSULTING AG ZOLLIKON, Switzerland Related to adviser: No
Marketer SIMBA CAPITAL GROUP LIMITED GEORGETOWN, Cayman Islands Related to adviser: No
Marketer WISSINK CONSULTING GROUP PROVIDNCIALES, Turks and Caicos Islands Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST AND YOUNG LLP
PCAOB 1438

Filing source

Form ADV 1517746 · Mar 23, 2021 · Schedule D 7.B.(1), fund 805-7625920017

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Michael Boleat Director
George Sharon Loraine Director
Joost Cornelis Wissink Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Le Masurier House, La Rue Le Masurier
St Helier, Y9, JE2 4YE