Form D · Private Equity Fund

Brook Bay Secondaries Fund II LP

St. Helier, Y9 · CIK 0001650067

Offering snapshot reported Apr 19, 2016 · SEC filing

Reported sold: $22.6M
Investors reported: 16
Minimum accepted: $100K
First sale: Aug 14, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 19, 2016	Amendment	$22,550,000	$0vs Apr 19, 2016	16	SEC filing
Apr 19, 2016	Amendment	$22,550,000	No comparison	16	SEC filing
Aug 5, 2015	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-245116

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
None	None	Groton Securities LLC · CRD 126600

Source: Form D, filed Apr 19, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROOK BAY SECONDARIES FUND II LP

Investment adviser: BROOK BAY GENERAL PARTNER II LIMITED

Gross asset value: $33.6M
Beneficial owners: 57
ADV minimum commitment: $100K

Reported in Form ADV on Mar 23, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (JERSEY) LMITED ST. HELIER, Jersey Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST AND YOUNG LLP LONDON, United Kingdom

Custodian CITCO CUSTODY LIMITED ST. JULIANS, Malta Related to adviser: No

Custodian UBP SA GENEVA, Switzerland Related to adviser: No

Marketer AZLA ADVISORS K LTD. TORTOLA, British Virgin Islands Related to adviser: No

Marketer LORETAN CONSULTING AG ZOLLIKON, Switzerland Related to adviser: No

Marketer SIMBA CAPITAL GROUP LIMITED GEORGETOWN, Cayman Islands Related to adviser: No

Marketer THIS ADVISORS LLP LONDON, United Kingdom Related to adviser: No

Marketer UBP SA GENEVA, Switzerland Related to adviser: No

Marketer WISSINK CONSULTING GROUP PROVIDNCIALES, Turks and Caicos Islands Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST AND YOUNG LLP
PCAOB 1438

Filing source

Form ADV 1517746 · Mar 23, 2021 · Schedule D 7.B.(1), fund 805-8592711073

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard Boleat	Director
N/A Brook Bay Capital (Uk) Llp	Promoter
N/A Brook Bay General Partner Ii Limited	Promoter
Brian Bryne	Executive
George Loraine	Director
Christian Thompson	Executive
Marcus Vaughan	Executive
Joost Wissink	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Brook Bay General Partner Ii Limited Le Masurier House, La Rue Le Masurier
St. Helier, Y9, JE2 4YE