Form D · Other Investment Fund
Brockton Capital Fund III LP
St. Peter Port, Y7 · CIK 0001641479
Offering snapshot reported May 7, 2015 · SEC filing
- Reported sold
- $135M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 12, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 7, 2015 | Initial | $135,152,715 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-239329
All investments were made in Great British Pounds ("GBPs"). The total amount sold reflects GBPs converted into U.S. Dollars as of the date of each sale.
The broker-dealer is entitled to a sales commission for sales made to certain United States investors. The amount of such commissions cannot be estimated at this time.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Foreside Fund Services, LLC | 46106 |
Source: Form D, filed May 7, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| General Partner Brockton Capital Fund Iii General Partner Lp | Promoter |
| General Partner Of The General Partner Brockton Capital Fund Iii Gp Limited | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Carinthia House 9 12 The Grange
St. Peter Port, Y7, GY1 4BF
St. Peter Port, Y7, GY1 4BF