Form D · Other
Brock Group, Inc.
Houston, TX · CIK 0001721903
Offering snapshot reported Nov 13, 2017 · SEC filing
- Reported sold
- $50M Offering amount: $50M
- Investors reported
- 46 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 27, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 13, 2017 | Initial | $50,000,000 | No comparison | 46 | SEC filing |
Offering details
- Securities
- Equity, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-298522
Additionally, $182,340,000 aggregate principal amount of second lien term loans were exchanged for shares of common stock of The Brock Group, Inc.
Source: Form D, filed Nov 13, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Becker | Director |
| Richard Dennis | Director |
| Jon Grant | Executive |
| Krystal Hunter | Executive |
| Michael Mc Ginnis | Director, Executive |
| Jason Perri | Director |
| Randall Swift | Director |
Issuer details
Industry: Other (See others in industry)
Address:
10343 Sam Houston Park Drive, Suite 200
Houston, TX, 77064
Houston, TX, 77064