Form D · Commercial Banking
BROADWAY FINANCIAL CORP \DE\
Los Angeles, CA · CIK 0001001171
Offering snapshot reported Apr 15, 2021 · SEC filing
- Reported sold
- $32.9M Offering amount: $32.9M
- Investors reported
- Not reported Form D · investor count
- Minimum accepted
- Not reported Reported outside-investor minimum
- First sale
- Not reported As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 15, 2021 | Initial | $32,883,720 | No comparison | Not reported | SEC filing |
| Jan 5, 2017 | Initial | $1,173,199 | No comparison | 1 | SEC filing |
| Oct 22, 2014 | Initial | $9,712,504 | No comparison | 24 | SEC filing |
| Sep 4, 2013 | Initial | $4,235,500 | No comparison | 12 | SEC filing |
| Nov 28, 2012 | Initial | $50,000 | No comparison | 1 | SEC filing |
| Jul 11, 2012 | Initial | $150,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- Not reported
- Duration over one year
- Not reported
- Business combination
- Not reported
- Sales commissions
- Not reported
- Finders' fees
- Not reported
- Form D file number
- 021-396091
Source: Form D, filed Apr 15, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brian Argrett | Director, Executive |
| Brenda J. Battey | Executive |
| Norman Bellefeuile | Executive |
| Norman (Sandy) Bellefeuile | Executive |
| Norman Bellefeuille | Executive |
| Norman (Sandy) Bellefeuille | Executive |
| Wayne Kent Bradshaw | Director |
| Wayne Bradshaw | Director, Executive |
| Kellogg Chan | Director |
| Robert Davidson | Director |
| Robert C. Davidson, Jr. | Director |
| Mary Ann Donovan | Director |
| Shannan Herbert | Executive |
| Paul C. Hudson | Director |
| Marie Johns | Director |
| Javier Leon | Director |
| William Longbrake | Director |
| Albert O. Maddox | Director |
| Ruth Mc Cloud | Executive |
| David Mc Grady | Director |
| Wilbur Mckesson | Executive |
| Daniel A. Medina | Director |
| Thomas Nida | Executive |
| Virgil Roberts | Director |
| Dutch C. Ross | Director |
| Dutch Ross Iii | Director |
| Samuel Sarpong | Executive |
| Erin Selleck | Director |
| Renata Simril | Director |
| Jack Thompson | Director |
| Sonja Wells | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
5055 Wilshire Blvd. Suite 500
Los Angeles, CA, 90036
Los Angeles, CA, 90036