Form D · Venture Capital Fund

BroadVail Fund I Sidecar II, L.P.

Houston, TX · CIK 0001691087

Offering snapshot reported Dec 7, 2016 · SEC filing

Reported sold: $17.5M
Investors reported: 14
Minimum accepted: $250K
First sale: Nov 22, 2016

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 7, 2016	Initial	$17,500,000	No comparison	14	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-275830

Source: Form D, filed Dec 7, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROADVAIL FUND I SIDECAR II, L.P.

Investment adviser: BROADVAIL CAPITAL PARTNERS, LLC

Gross asset value: $17.5M
Beneficial owners: 14
ADV minimum commitment: $250K

Reported in Form ADV on Mar 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG HOUSTON, Texas, United States

Marketer ALLEGRO SECURITIES LLC SAN ANTONIO, Texas, United States Related to adviser: No

Marketer INCUBATION CAPITAL PARTNERS LLC CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

ALLEGRO SECURITIES LLC
CRD 139514 · SEC 8-67218

Filing source

Form ADV 1091834 · Mar 31, 2017 · Schedule D 7.B.(1), fund 805-9603696002

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
BroadVail Fund I Sidecar I, L.P.	Jan 26, 2016	$8,250,000	12
BroadVail Fund I Sidecar II, L.P. (this fund)	Dec 7, 2016	$17,500,000	14

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
(General Partner) Broad Vail Capital Partners Fund I Gp, L.P.	Director
Brett W Hetherwick	Director, Executive
James J Tramuto	Director, Executive
Robert M Zorich	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

510 Bering Suite 650
Houston, TX, 77057