Form D · Private Equity Fund

Broadtree Partners IV, LLC

Charlotte, NC · CIK 0001856933

Offering snapshot reported Sep 12, 2022 · SEC filing

Reported sold
$8.46M
Offering amount: $8.46M
Investors reported
57
Form D · investor count
Minimum accepted
$15K
Reported outside-investor minimum
First sale
Apr 1, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.23M$8.46MApr 14, 2021: $3,500,000.00Apr 14, 2021Sep 12, 2022: $8,460,000.00Sep 12, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,500,000 → $8,460,000
  • Reported investors7 → 57
  • Minimum accepted$50,000 → $15,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 12, 2022Amendment$8,460,000$4,960,000vs Apr 14, 202157SEC filing
Apr 14, 2021Initial$3,500,000No comparison7SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-395761

Source: Form D, filed Sep 12, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROADTREE PARTNERS IV, LLC

Investment adviser: BROADTREE PARTNERS MANAGEMENT, LLC

Gross asset value
$10.7M
Beneficial owners
57
ADV minimum commitment
$50K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX GROUP LTD. CHARLOTTE, North Carolina, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor EIDE BAILLY LLP TULSA, Oklahoma, United States
Custodian PINNACLE FINANCIAL PARTNERS CHARLOTTE, North Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EIDE BAILLY LLP
PCAOB 286

Filing source

Form ADV 2082483 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-1414447151

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brad Batten Executive
. Broadtree Partners Management Llc Executive
David Slenzak Executive
Johannes Zwick Executive
Johannes Zwyck Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
101 S Tryon Street Suite 2700
Charlotte, NC, 28280