Form D · Other Investment Fund
BroadRiver Litigation Finance I LP
New York, NY · CIK 0001889665
Offering snapshot reported Nov 15, 2021 · SEC filing
- Reported sold
- $0 Offering amount: $32.3M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 8, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 15, 2021 | Initial | $0 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-421206
Reflects offering to US investors pursuant to Regulation D. Figures reported herein using exchange rate of 1 CAD : 0.808 USD (Oct. 25, 2021)
Source: Form D, filed Nov 15, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
BROADRIVER LITIGATION FINANCE I LP
Investment adviser: BROADRIVER ASSET MANAGEMENT, L.P.
- Gross asset value
- $8.47M
- Beneficial owners
- 3
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
CBIZ
PCAOB 688
Filing source
Form ADV 2085304 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-5453698747
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| . Broad River Lf 2019 Lp | Executive |
| . Broad River Lf Gp Llc | Executive |
| Andrew Plevin | Executive |
| Philip Siller | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10018