Form D · Private Equity Fund

BroadRiver IV LP

New York, NY · CIK 0001922658

Offering snapshot reported May 11, 2022 · SEC filing

Reported sold: $150M
Investors reported: 1
Minimum accepted: $0
First sale: Apr 29, 2022

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 11, 2022	Initial	$150,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-445274

Source: Form D, filed May 11, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROADRIVER IV LP

Investment adviser: BROADRIVER ASSET MANAGEMENT, L.P.

Gross asset value: $679M
Beneficial owners: 6
ADV minimum commitment: $10M

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MAPLES FUND SERVICES BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST AND YOUNG DUBLIN, Ireland

Custodian BANK OF UTAH SALT LAKE CITY, Utah, United States Related to adviser: No

Custodian JPMORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Custodian WILMINGTON TRUST, N.A. WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST AND YOUNG
PCAOB 1411

Filing source

Form ADV 2085304 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-1974010667

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Broad River 2021 Gp Llc	Executive
Broad River 2021 Lp	Executive
Broad River Asset Management, L.P.	Promoter
Andrew Plevin	Executive
Philip Siller	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

350 Fifth Avenue Suite 3100
New York, NY, 10118