Form D · Private Equity Fund

BroadRiver II, L.P.

New York, NY · CIK 0001702099

Offering snapshot reported Mar 30, 2017 · SEC filing

Reported sold
$167M
Offering amount: $167M
Investors reported
9
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Aug 31, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 30, 2017Initial$166,652,219No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$1.17M
Finders' fees
$0
Form D file number
021-283721

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Denning & Company, LLC115971

Source: Form D, filed Mar 30, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROADRIVER II, L.P.

Investment adviser: BROADRIVER ASSET MANAGEMENT, L.P.

Gross asset value
$81.7M
Beneficial owners
8
ADV minimum commitment
$10M

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator VISTRA USA, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor CBIZ NEW YORK, New York, United States
Custodian BANK OF UTAH SALT LAKE CITY, Utah, United States Related to adviser: No
Custodian JPMORGAN CHASE NEW YORK, New York, United States Related to adviser: No
Marketer DENNING & COMPANY LLC SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CBIZ
PCAOB 688

DENNING & COMPANY LLC
CRD 115971 · SEC 8-53532

Filing source

Form ADV 2085304 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-1510010953

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Andrew Plevin Executive
Philip Siller Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
350 Fifth Avenue, Suite 4215
New York, NY, 10118