Form D · Investment Banking

BROADPOINT GLEACHER SECURITIES GROUP, INC.

New York, NY · CIK 0000782842

Offering snapshot reported Mar 26, 2010 · SEC filing

Reported sold: $48.1M
Investors reported: 21
Minimum accepted: $0
First sale: Mar 2, 2009

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 26, 2010	Initial	$48,070,000	No comparison	21	SEC filing
Oct 27, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Not reported
Exemptions: 06
Duration over one year: No
Business combination: Yes

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-123955

The amounts listed above reflect the total number of shares issued in connection with the transaction referenced in Item 10 (23,000,000 shares) multiplied by the closing price of the issuer's common stock on March 2, 2009 ($2.09).

Source: Form D, filed Mar 26, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Patricia A. Arciero Craig	Executive
Marshall Cohen	Executive
Robert A. Gerard	Director
Eric J. Gleacher	Director, Executive
Victor Mandel	Director
Peter Mc Nierney	Director, Executive
Mark R. Patterson	Executive
Christopher R. Pechock	Director
Frank S. Plimpton	Director
Bruce Rohde	Executive
Robert I. Turner	Executive
Robert S. Yingling	Director

Issuer details

Industry: Investment Banking (See others in industry)

Address:

12 East 49 Th Street 31 St Floor
New York, NY, 10017