Form D · Hedge Fund

Broadmark Dynamic Enhanced Equity Alpha Fund, Ltd.

Hamilton, D0 · CIK 0001372959

Offering snapshot reported Jan 18, 2013 · SEC filing

Reported sold
$28.2M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jun 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.1M$28.2MMar 12, 2009: $20,448,168.00Mar 12, 2009Feb 22, 2010: $20,454,168.00Feb 22, 2010Feb 22, 2011: $20,967,013.00Feb 22, 2011Jan 19, 2012: $28,242,013.00Jan 19, 2012Jan 18, 2013: $28,242,013.00Jan 18, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 18, 2013Amendment$28,242,013$0vs Jan 19, 201213SEC filing
Jan 19, 2012Amendment$28,242,013$7,275,000vs Feb 22, 201113SEC filing
Feb 22, 2011Amendment$20,967,013$512,845vs Feb 22, 201012SEC filing
Feb 22, 2010Amendment$20,454,168$6,000vs Mar 12, 200910SEC filing
Mar 12, 2009Amendment$20,448,168No comparisonNot reportedSEC filing
Aug 14, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-93886
The firms listed in Item 12 above are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager(or its affiliate) from the assets under management and/or the incentive allocation.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Thomas Myatt2382066NATIONAL SECURITIES CORPORATION · CRD 7569

Source: Form D, filed Jan 18, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROADMARK DYNAMIC ENHANCED EQUITY ALPHA FUND LTD

Investment adviser: BROADMARK ASSET MANAGEMENT LLC

Gross asset value
$533K
Beneficial owners
1
ADV minimum commitment
$500K

Reported in Form ADV on Mar 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ISIS FUND SERVICES LTD HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Marketer CONNEX INTERNATIONAL LLC NEW YORK, New York, United States Related to adviser: No
Marketer CONNEXION CAPITAL LLP LONDON, United Kingdom Related to adviser: No
Marketer FORWARD MANAGEMENT, LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Marketer PHOENIX GLOBAL CAPITAL MANAGEMENT, LTD WILMETTE, Illinois, United States Related to adviser: No
Marketer REVERE SECURITIES CORP. NEW YORK, New York, United States Related to adviser: Yes
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

FORWARD MANAGEMENT, LLC
CRD 109193 · SEC 801-55746

PHOENIX GLOBAL CAPITAL MANAGEMENT, LTD
CRD 129997 · SEC 8-66290

REVERE SECURITIES CORP.
CRD 14178

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Filing source

Form ADV 721386 · Mar 28, 2013 · Schedule D 7.B.(1), fund 805-3319946407

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel Joseph Barnett Director
Edith Conyers Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Isis Fund Services Limited Penboss Building, 50 Parliament St
Hamilton, D0, HM12