Form D · Hedge Fund

Broadmark Dynamic Enhanced Equity Alpha Fund, LP

New York, NY · CIK 0001306644

Offering snapshot reported Jan 15, 2016 · SEC filing

Reported sold
$44.3M
Indefinite offering
Investors reported
63
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Sep 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$22.1M$44.3MOct 2, 2009: $25,711,566.00Oct 2, 2009Sep 27, 2010: $41,209,762.00Sep 16, 2011: $43,429,762.00Jan 19, 2012: $43,429,762.00Jan 18, 2013: $43,729,762.00Jan 16, 2014: $44,274,762.00Jan 15, 2015: $44,274,762.00Jan 15, 2016: $44,274,762.00Jan 15, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors62 → 63

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 15, 2016Amendment$44,274,762$0vs Jan 15, 201563SEC filing
Jan 15, 2015Amendment$44,274,762$0vs Jan 16, 201462SEC filing
Jan 16, 2014Amendment$44,274,762$545,000vs Jan 18, 201362SEC filing
Jan 18, 2013Amendment$43,729,762$300,000vs Jan 19, 201261SEC filing
Jan 19, 2012Amendment$43,429,762$0vs Sep 16, 201160SEC filing
Sep 16, 2011Amendment$43,429,762$2,220,000vs Sep 27, 201060SEC filing
Sep 27, 2010Amendment$41,209,762$15,498,196vs Oct 2, 200958SEC filing
Oct 2, 2009Amendment$25,711,566No comparison44SEC filing
Jan 9, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-70371
The entity listed in Item 12 is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner from the assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NATIONAL SECURITIES CORPORATION7569

Source: Form D, filed Jan 15, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROADMARK DYNAMIC ENHANCED EQUITY ALPHA FUND LP

Investment adviser: BROADMARK ASSET MANAGEMENT LLC

Gross asset value
$9.26M
Beneficial owners
17
ADV minimum commitment
$500K

Reported in Form ADV on Sep 20, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NIGRO KARLIN SEGAL FELDSTEIN & BOLNO LLC FARMINGDALE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer REVERE SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

MORGAN STANLEY & CO. LLC
SEC 8-15869

REVERE SECURITIES LLC
CRD 14178 · SEC 8-30511

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1041307 · Sep 20, 2016 · Schedule D 7.B.(1), fund 805-4565704783

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel J. Barnett Executive
Broadmark Asset Management Llc Executive
Broadmark Capital Management Llc Executive
Jerome Crown Executive
Christopher J. Guptill Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Broadmark Capital Management, Llc 12 East 52 Nd Street, 3 Rd Floor
New York, NY, 10022