Form D · Other Real Estate
Broad River Investors, LLC
Cumming, GA · CIK 0001628546
Offering snapshot reported Dec 31, 2014 · SEC filing
- Reported sold
- $3.95M Offering amount: $3.95M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $40.5K Reported outside-investor minimum
- First sale
- Dec 23, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 31, 2014 | Initial | $3,948,750 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $655K
- Finders' fees
- $0
- Form D file number
- 021-231196
$553,331.00 in cash and 2.5 Class A units valued at $101,205.00
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bridge Capital Associates | 143475 | Ricky B. Novak · CRD 6073887 |
Source: Form D, filed Dec 31, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James W Freeman | Executive, Promoter |
| Ricky B Novak | Executive, Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
5820 Clarion Street Suite 200
Cumming, GA, 30040
Cumming, GA, 30040