Form D · Private Equity Fund

Brio Capital, L.P.

Rockville Centre, NY · CIK 0001477870

Offering snapshot reported Apr 18, 2023 · SEC filing

Reported sold
$26.7M
Indefinite offering
Investors reported
69
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 2, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.3M$26.7MMar 12, 2010: $5,400,000.00Mar 12, 2010Aug 4, 2011: $8,676,000.00Aug 23, 2012: $11,555,243.00Jan 31, 2014: $14,630,243.00Mar 25, 2015: $16,620,243.00Jun 8, 2016: $17,220,243.00Apr 18, 2023: $26,686,174.00Apr 18, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$17,220,243 → $26,686,174
  • Reported investors55 → 69

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2023Amendment$26,686,174$9,465,931vs Jun 8, 201669SEC filing
Jun 8, 2016Amendment$17,220,243$600,000vs Mar 25, 201555SEC filing
Mar 25, 2015Amendment$16,620,243$1,990,000vs Jan 31, 201454SEC filing
Jan 31, 2014Amendment$14,630,243$3,075,000vs Aug 23, 201254SEC filing
Aug 23, 2012Amendment$11,555,243$2,879,243vs Aug 4, 201146SEC filing
Aug 4, 2011Amendment$8,676,000$3,276,000vs Mar 12, 201037SEC filing
Mar 12, 2010Initial$5,400,000No comparison20SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-139534

Source: Form D, filed Apr 18, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BRIO CAPITAL LP

Investment adviser: BRIO CAPITAL MANAGEMENT LLC

Gross asset value
$45.6M
Beneficial owners
32
ADV minimum commitment
$250K

Reported in Form ADV on Mar 18, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C ALPS ALTERNATIVE INVESTMENT SERVICES, LLC BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES GREENWOOD VILLAGE, Colorado, United States
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION CINCINATTI, Ohio, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES
PCAOB 349

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1508237 · Mar 18, 2021 · Schedule D 7.B.(1), fund 805-7435861535

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Shaye Hirsch Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Merrick Rd Suite 401 W
Rockville Centre, NY, 11570