Form D · Other Investment Fund

Brightline Ventures III, LLC

New York, NY · CIK 0001513200

Offering snapshot reported May 4, 2012 · SEC filing

Reported sold
$3.86M
Indefinite offering
Investors reported
63
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
May 23, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.93M$3.86MFeb 18, 2011: $1,150,104.00Feb 18, 2011Feb 21, 2012: $2,684,633.00May 4, 2012: $3,864,368.00May 4, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,684,633 → $3,864,368
  • Reported investors51 → 63

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 4, 2012Amendment$3,864,368$1,179,735vs Feb 21, 201263SEC filing
Feb 21, 2012Amendment$2,684,633$1,534,529vs Feb 18, 201151SEC filing
Feb 18, 2011Initial$1,150,104No comparison24SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-155600
The entity listed in Item 12 is directly or indirectly paid commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager (or its affiliate) from the assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
n/aNoneButler Capital Investments, LLC · CRD 114242

Source: Form D, filed May 4, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARISTAR VENTURES III LLC

Investment adviser: SMITH EDWARD BYRON

Gross asset value
$2.25M
Beneficial owners
69
ADV minimum commitment
$50K

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STRATEGIC FUNDS SERVICES, LLC ISELIN, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

Filing source

Form ADV 1407351 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-6938681884

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Josiah Hornblower Executive
Nick Khera Executive
Edward Smith Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1120 Avenue Of The Americas Suite 1505
New York, NY, 10036