Form D · Private Equity Fund

Brigade EP Fund LP

New York, NY · CIK 0001616526

Offering snapshot reported Oct 13, 2016 · SEC filing

Reported sold: $300M
Investors reported: 2
Minimum accepted: $0
First sale: Aug 20, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$200,000,000 → $300,000,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 13, 2016	Amendment	$300,000,000	$100,000,000vs Oct 13, 2015	2	SEC filing
Oct 13, 2015	Amendment	$200,000,000	$190,000,000vs Oct 15, 2014	2	SEC filing
Oct 15, 2014	Initial	$10,000,000	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-226474

Source: Form D, filed Oct 13, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BRIGADE EP FUND LP

Investment adviser: BRIGADE CAPITAL MANAGEMENT, LP

Gross asset value: $11.8M
Beneficial owners: 23
ADV minimum commitment: $0

Reported in Form ADV on Nov 5, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 1354529 · Nov 5, 2019 · Schedule D 7.B.(1), fund 805-2080303382

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Brigade Capital Gp, Llc	Executive, Promoter
Brigade Capital Management, Lp	Executive, Promoter
Donald E. Morgan Iii	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Brigade Capital Management, Lp 399 Park Avenue, 16 Th Floor
New York, NY, 10022