Form D · Other Investment Fund

BRIDGETON TACTICAL ADVISORS FUND, LP

Center Valley, PA · CIK 0000794775

Offering snapshot reported Nov 25, 2014 · SEC filing

Reported sold
$126M
Offering amount: $200M
Investors reported
1,450
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Apr 21, 1986
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$63.2M$126MJun 8, 2009: $78,352,600.00Jun 8, 2009Apr 15, 2010: $83,968,717.00Jun 9, 2010: $84,386,004.00Mar 29, 2011: $79,398,982.00May 12, 2011: $79,402,067.00Oct 18, 2012: $125,331,552.00Nov 27, 2013: $125,849,386.00Nov 25, 2014: $126,336,164.00Nov 25, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$125,849,386 → $126,336,164
  • Reported investors1,108 → 1,450

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 25, 2014Amendment$126,336,164$486,778vs Nov 27, 20131,450SEC filing
Nov 27, 2013Amendment$125,849,386$517,834vs Oct 18, 20121,108SEC filing
Oct 18, 2012Amendment$125,331,552$45,929,485vs May 12, 2011995SEC filing
May 12, 2011Amendment$79,402,067$3,085vs Mar 29, 2011973SEC filing
Mar 29, 2011Amendment$79,398,982$1,046,382vs Jun 8, 2009973SEC filing
Jun 9, 2010Amendment$84,386,004$417,287vs Apr 15, 20101,209SEC filing
Apr 15, 2010Amendment$83,968,717$5,616,117vs Jun 8, 20091,200SEC filing
Jun 8, 2009Amendment$78,352,600No comparison956SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$176K (estimated)
Finders' fees
$0
Form D file number
021-79477-5N

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Sanders Morris Harris Inc.20580Sanders Morris Harris Inc. · CRD 20580
FSC Securities Corporation7461FSC Securities Corporation · CRD 7461
H. Beck, Inc.1763H. Beck, Inc. · CRD 1763
Multi-Financial Securities Corporation10299Multi-Financial Securities Corporation · CRD 10299
Uhlmann Price Securities, LLC42854Uhlmann Price Securities, LLC · CRD 42854
Intercarolina Financial Services, Inc.19475Intercarolina Financial Services, Inc. · CRD 19475
Wells Fargo Advisors, LLC19616Wells Fargo Advisors, LLC · CRD 19616
BFT Financial Group, LLC109121BFT Financial Group, LLC · CRD 109121
PrimeVest Financial Services, Inc.15340PrimeVest Financial Services, Inc. · CRD 15340
Pavek Investments, Inc.15791Pavek Investments, Inc. · CRD 15791
Polar Investment Council42847Polar Investment Council · CRD 42847
The Strategic Financial Alliance, Inc.126514The Strategic Financial Alliance, Inc. · CRD 126514
Pacific West Securities, Inc.6390Pacific West Securities, Inc. · CRD 6390
VFG Securities, Inc.15121VFG Securities, Inc. · CRD 15121
Heritage Financial Systems Inc.133019Heritage Financial Systems Inc. · CRD 133019
Geneos Wealth Management, Inc.12089Geneos Wealth Management, Inc. · CRD 120894
Thomas McDonald Partners, LLC135414Thomas McDonald Partners, LLC · CRD 135414
Alternative Wealth Strategies, Inc.130933Alternative Wealth Strategies, Inc. · CRD 130933
Cambridge Investment Research, Inc.39543Cambridge Investment Research, Inc. · CRD 39543
American Portfolios Financial Services, Inc.18487American Portfolios Financial Services, Inc. · CRD 18487
First Alllied Securities, Inc.32444First Allied Securities, Inc. · CRD 32444
Tricor Financial, LLC142518Tricor Financial, LLC · CRD 142518
The (Wilson) Williams Financial Group, Inc.22704The (Wilson) Williams Financial Group, Inc. · CRD 22704
Naples AIS, Inc.142927Naples AIS, Inc. · CRD 142927
SCF Securities, Inc.47275SCF Securities, Inc. · CRD 47275
C.K. Cooper & Company, Inc.106578C.K. Cooper & Company, Inc. · CRD 106578
Silver Oak Securities, Incorporated46947Silver Oak Securities, Incorporated · CRD 46947
Steven A. Kohn & Associates, Ltd41067Steven A. Kohn & Associates, Ltd. · CRD 41067
Capital Guardian, LLC137919Capital Guardian, LLC · CRD 137919
Sterling Enterprise Group, Inc.44915Sterling Enterprise Group, Inc. · CRD 44915
Purshe Kaplan Sterling35747Purshe Kaplan Sterling · CRD 35747
John T. Studnicky1722691BrokersXpress, LLC · CRD 127081
VSR Financial Services, Inc.14503VSR Financial Services, Inc. · CRD 14503
MidAmerica Financial Services, Inc.47351MidAmerica Financial Services, Inc. · CRD 47351
E.D. & F. Man15770E.D. & F. Man · CRD 15770
Capital Management Partners, Inc.21973Capital Management Partners, Inc. · CRD 21973
Ryan Y. Poage2931221Securities America, Inc. · CRD 10201
Joseph A. Gunther1822022Securities America, Inc. · CRD 10205

Source: Form D, filed Nov 25, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert L. Lerner Director, Executive
Stephen J. Roseme Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4647 Saucon Creek Road Suite 205
Center Valley, PA, 18034