Form D · Oil and Gas

BRG Petroleum LLC

Tulsa, OK · CIK 0001400821

Offering snapshot reported Sep 18, 2014 · SEC filing

Reported sold
$15M
Offering amount: $15M
Investors reported
244
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Apr 17, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.5M$15MApr 1, 2014Sep 2, 2014: $15,000,000.00Sep 18, 2014: $15,000,000.00Sep 18, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors258 → 244

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 18, 2014Amendment$15,000,000$0vs Sep 2, 2014244SEC filing
Sep 2, 2014Amendment$15,000,000No comparison258SEC filing
Apr 1, 2014InitialYet to sellNo comparison0SEC filing
Dec 30, 2013Amendment$11,050,000No comparison195SEC filing
Jun 18, 2013AmendmentYet to sellNo comparison0SEC filing
Jun 18, 2013InitialYet to sellNo comparison0SEC filing
Dec 30, 2011Amendment$18,410,000No comparison336SEC filing
Jul 19, 2011InitialYet to sellNo comparison0SEC filing
Jan 4, 2011Amendment$17,000,000No comparison293SEC filing
Aug 6, 2010InitialYet to sellNo comparison0SEC filing
Oct 13, 2009Amendment$1,215,735-$1,759,265vs Jun 12, 2009341SEC filing
Jun 12, 2009Initial$2,975,000No comparison14SEC filing
Mar 28, 2008PaperNot reportedNo comparisonNot reportedSEC filing
May 17, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Mineral property
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$818K
Finders' fees
$0
Form D file number
021-214615

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Nicholas Cochran713570LSY, Inc. dba American Investors Company Inc · CRD 38
A J Houston1379223LSY, Inc. dba American Investors Company Inc · CRD 38
Jack Kenny268043LSY, Inc. dba American Investors Company Inc · CRD 38
Joel Knight1379212LSY, Inc. dba American Investors Company Inc · CRD 38
Clarence Yee474356LSY, Inc. dba American Investors Company Inc · CRD 38
Bryan Kocen2119036Financial Goal Securities Inc · CRD 19066
Gail Kocen2259803Financial Goal Securities Inc · CRD 19066
Joel Kocen1306954Financial Goal Securities Inc · CRD 19066
Kenneth Foreman2284242Foothill Securities Inc · CRD 1027
Russell Ketron26772Protected Investors of America · CRD 6082
Helen Dietz1268071Stanford Investment Group Inc · CRD 103331
Donald Finsthwait208106Stanford Investment Group Inc · CRD 103331
Robert E Gee219226Stanford Investment Group Inc · CRD 103331
Jeffrey Keimer845620Stanford Investment Group Inc · CRD 103331
Dieter Kaelker1042354Foothill Securities Inc. · CRD 1027
Martin Shapiro1386124Foothill Securities Inc. · CRD 1027
Mary Warga874496Foothill Securities Inc. · CRD 1027
Mary Gustafson1211486Foothill Securities, Inc. · CRD 1027
Richard Warga603578Foothill Securities, Inc. · CRD 1027
Jordan Gibbs5567629Financial Goal Securities, Inc. · CRD 19066
John Kirkpatrick5217694Stanford Investment Group, Inc. · CRD 103331
Talia Pierluissi5134737Stanford Investment Group, Inc. · CRD 103331
Gregory Hubbell705250Foothill Securities, Inc. · CRD 1027
John Parsons4840784Foothill Sercurities, Inc. · CRD 1027
Ben Wong1211472Financial Telesis, Inc. · CRD 31012
Stephen Carlton2057583Independent Financial Group LLC · CRD 7717
William Swayne III26772Independent Financial Group LLC · CRD 7717
Howard Zwillinger1306311Thomas M. Nixon & Associates Inc · CRD 17047
James Doug Horn1721412Foothill Sercurities, Inc. · CRD 1027

Source: Form D, filed Sep 18, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael W Burkhart Director, Executive
James L Burkhart Director, Executive
Robert E Gee Director, Executive
Scott S Gruns Director, Executive
B J Reid Director, Executive
Steven J Williams Director, Executive
Clyde F Wootton Director, Executive

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
7134 South Yale Ave Suite 600
Tulsa, OK, 74136