Form D · Other Investment Fund
Brfa696, a trust series of Roofstock One Trust
Oakland, CA · CIK 0001777670
Offering snapshot reported May 30, 2019 · SEC filing
- Reported sold
- $5.88K Offering amount: $58.8K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $5.88K Reported outside-investor minimum
- First sale
- May 9, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 30, 2019 | Initial | $5,883 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $388
- Finders' fees
- $0
- Form D file number
- 021-340672
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| North Capital Private Securities Corp | 154559 |
Source: Form D, filed May 30, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gary Beasley | Director, Executive, Promoter |
| Rich Ford | Director, Promoter |
| Matt Harris | Director |
| Paul Hsiao | Director |
| Will Kohler | Director |
| Erik Nakamura | Director |
| Gregor Watson | Director |
| David Weiden | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
2001 Broadway
Oakland, CA, 94612
Oakland, CA, 94612