Form D · Hedge Fund

Brevan Howard US Rates Opportunities Fund Ltd

Grand Cayman, E9 · CIK 0001749336

Offering snapshot reported Aug 24, 2020 · SEC filing

Reported sold
$11.9M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Aug 15, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.8M$27.6MAug 23, 2018: $20,100,000.00Aug 23, 2018Aug 23, 2019: $27,550,000.00Aug 23, 2019Aug 24, 2020: $11,895,000.00Aug 24, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$27,550,000 → $11,895,000
  • Reported investors8 → 7

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 24, 2020Amendment$11,895,000-$15,655,000vs Aug 23, 20197SEC filing
Aug 23, 2019Amendment$27,550,000$7,450,000vs Aug 23, 20188SEC filing
Aug 23, 2018Initial$20,100,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$221K (estimated)
Form D file number
021-319891
This filing contains sales made solely pursuant to Regulation D.
The Manager will pay a monthly fee, which may vary from time to time, to the placement agent. Fees listed above represent estimated fees paid during the calendar year 2019.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Brevan Howard US LLC150662

Source: Form D, filed Aug 24, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Karla Bodden Director
N/A Brevan Howard Capital Management Lp Promoter
Dennis J. Hunter Director
Philippe Lespinard Director
Phil Schmitt Director
Risto Silander Director
James Vernon Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ugland House, South Church Street
Grand Cayman, E9, KY1-1104