Form D · Hedge Fund

Brevan Howard US Rates Opportunities Fund, L.P.

Grand Cayman, E9 · CIK 0001758118

Offering snapshot reported Nov 16, 2020 · SEC filing

Reported sold
$66.7M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Nov 1, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$33.4M$66.7MNov 15, 2018: $6,550,000.00Nov 15, 2018Nov 15, 2019: $54,582,031.00Nov 15, 2019Nov 16, 2020: $66,707,031.00Nov 16, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$54,582,031 → $66,707,031

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 16, 2020Amendment$66,707,031$12,125,000vs Nov 15, 201911SEC filing
Nov 15, 2019Amendment$54,582,031$48,032,031vs Nov 15, 201811SEC filing
Nov 15, 2018Initial$6,550,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$221K (estimated)
Form D file number
021-325887
The Manager will pay a monthly fee, which may vary from time to time, to the placement agent. Fees listed above represent estimated fees paid during the calendar year 2019.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Brevan Howard US LLC150662

Source: Form D, filed Nov 16, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Karla Bodden Director
N/A Brevan Howard Capital Management Lp Executive
N/A Brevan Howard General Partner Limited Promoter
Dennis J. Hunter Director
Phillippe Lespinard Director
Phil Schmitt Director
Risto Silander Director
James Vernon Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Brevan Howard General Partner Limited Ugland House, South Church Street
Grand Cayman, E9, KY1-1104